Intermediary registration requires verified ownership, governance, financial, litigation and regulatory disclosures, backed by continuing compliance undertakings.

Form A requires a complete and formally executed application for grant of a certificate, supported by applicable fees and notarised documents. Applicants must disclose their identity, legal status, ownership and control arrangements, affiliates, regulatory registrations, management, financial position, litigation, complaints and regulatory actions. Active intermediaries must provide audited financial statements, net worth and relevant turnover information. Applicants must declare that supplied information is true and accurate, that certification criteria are fulfilled, that material changes will be notified immediately, and that they will maintain continuing compliance with applicable securities laws and regulatory directions.

---

---

---