Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter V ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE
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Order intimation requires authenticated decisions, noticee service, online publication, and notice to relevant market infrastructure institutions. Orders passed by the competent authority in proceedings concerning default and suspension or cancellation of certificates must be dated and signed, and ... Summary
Order intimation requires authenticated decisions, noticee service, online publication, and notice to relevant market infrastructure institutions.
Orders passed by the competent authority in proceedings concerning default and suspension or cancellation of certificates must be dated and signed, and reports of the designated authority require the same authentication. Copies of orders must be sent to noticees and published on the Board's website. Where a noticee is affiliated with a stock exchange, clearing corporation, depository or self-regulatory organization, the relevant institution must also receive a copy. The competent authority replaced the earlier reference to a designated member.
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