Verification of intermediary registration information allows physical inspection of documents, premises, infrastructure and technological support by appointed persons. Verification of information for intermediary registration permits the Board to examine an applicant's furnished information and eligibility through ... Summary
Referred In :
Securities and Exchange Board of India (Research Analysts) Regulations, 2014
Verification of intermediary registration information allows physical inspection of documents, premises, infrastructure and technological support by appointed persons.
Verification of information for intermediary registration permits the Board to examine an applicant's furnished information and eligibility through physical verification of documents and office space, and inspection of required infrastructure and technological support. Where considered desirable, the Board may appoint any person, including an auditor, to undertake the verification during the registration assessment process.
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