Information and clarification requirements require intermediary registration applicants to satisfy requests within the specified period for application disposal. Furnishing of information and clarification forms part of the intermediary registration process. The Board may require an applicant to provide further ... Summary
Information and clarification requirements require intermediary registration applicants to satisfy requests within the specified period for application disposal.
Furnishing of information and clarification forms part of the intermediary registration process. The Board may require an applicant to provide further information or clarifications relevant to the proposed intermediary activity or necessary for examination and disposal of the registration application. The applicant must furnish the requested material to the Board's satisfaction within the specified period.
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