Intermediary registration requires Form A applications, prescribed fees, eligibility scrutiny, and separate certificates for each regulated activity.

Applications to act as intermediaries must be made in Form A with prescribed information and fees, either directly to the Board or through the relevant stock exchange, clearing corporation, depository or specified self-regulatory organisation. These entities must examine eligibility and forward complete applications with recommendations within the prescribed period. Transitional arrangements permit existing certificate holders to continue subject to renewal, information submission, upload and fee requirements. A separate certificate is required for each distinct intermediary activity.

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