PORTFOLIO MANAGEMENT SERVICE ROUTE FOR INVESTMENT IN MUTUAL FUND UNITS (PRIM)Securities and Exchange Board of India (Portfolio Managers) Regulations, 2026
PORTFOLIO MANAGEMENT SERVICE ROUTE FOR INVESTMENT IN MUTUAL FUND UNITS (PRIM)Securities and Exchange Board of India (Portfolio Managers) Regulations, 2026
Portfolio manager conduct requires client-first dealing, conflict disclosure, confidentiality, fair trading, accurate advice, and prohibition of market misconduct. Portfolio managers must act honestly, fairly, skilfully, carefully and diligently in investors' interests, maintain high service standards and independent ... Summary
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
Portfolio manager conduct requires client-first dealing, conflict disclosure, confidentiality, fair trading, accurate advice, and prohibition of market misconduct.
Portfolio managers must act honestly, fairly, skilfully, carefully and diligently in investors' interests, maintain high service standards and independent professional judgment, and place clients' interests above their own. They must avoid conflicts in investment or disinvestment decisions or ensure fair treatment where conflicts arise, disclose possible conflict sources, and must not execute proprietary-account trades against client interests. They must provide true and adequate information, disclose investment risks, and give advice suited to clients' needs.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.