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Contract note - mutual funds

Bijay Shrestha

Dear friends,

1. Whether Contract Notes are required to be issued in case of investment in Mutual Funds ?

2. How can we check Broker's SEBI registration Number in SEBI website ? Please suggest steps.

Contract notes for mutual funds are required; broker registration can be verified on the securities regulator's website. Issuance of contract notes is required for mutual fund investments, and brokers facilitating such purchases must have verifiable registration accessible on the securities regulator's public website; investors may check a broker's registration status online. (AI Summary)
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DR.MARIAPPAN GOVINDARAJAN on Oct 22, 2017

For both questions 'yes'.

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