Periodic reporting requirement for investment advisers mandates standardized half yearly submissions to IAASB with detailed Annexure disclosures. SEBI mandates standardized half yearly periodic reporting by Investment Advisers to the IAASB using the prescribed Annexure I; IAASB to operationalize collection and issue a circular. Reports commence for the half year ending March 31, 2024 with initial submission within fifteen days of the IAASB circular and subsequent reports within seven working days after each period end. Annexure I requires detailed disclosures including firm identifiers, branch and bank details, personnel and NISM certification, shareholding, inspection findings, advertisements, complaints publication, client counts, fees by fee mode, AUA, and granular complaints statistics and ageing.
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Periodic reporting requirement for investment advisers mandates standardized half yearly submissions to IAASB with detailed Annexure disclosures.
SEBI mandates standardized half yearly periodic reporting by Investment Advisers to the IAASB using the prescribed Annexure I; IAASB to operationalize collection and issue a circular. Reports commence for the half year ending March 31, 2024 with initial submission within fifteen days of the IAASB circular and subsequent reports within seven working days after each period end. Annexure I requires detailed disclosures including firm identifiers, branch and bank details, personnel and NISM certification, shareholding, inspection findings, advertisements, complaints publication, client counts, fees by fee mode, AUA, and granular complaints statistics and ageing.
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