Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC).
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Reporting of Code of Conduct violations to stock exchanges required; revised format and remittance to investor protection fund mandated. Listed companies, intermediaries and fiduciaries must promptly inform the stock exchange(s) of any violations of the Code of Conduct under the PIT Regulations using the revised Annexure A reporting format, which collects details of the reporting entity, designated person or immediate relative, transaction particulars, dates of Regulation 7 intimations (where applicable), observed violations, actions taken, reasons recorded and prior instances. Any amounts collected for such violations must be remitted to SEBI for credit to the Investor Protection and Education Fund by online transfer or demand draft, with transfer particulars reported in the Annexure A.
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Reporting of Code of Conduct violations to stock exchanges required; revised format and remittance to investor protection fund mandated.
Listed companies, intermediaries and fiduciaries must promptly inform the stock exchange(s) of any violations of the Code of Conduct under the PIT Regulations using the revised Annexure A reporting format, which collects details of the reporting entity, designated person or immediate relative, transaction particulars, dates of Regulation 7 intimations (where applicable), observed violations, actions taken, reasons recorded and prior instances. Any amounts collected for such violations must be remitted to SEBI for credit to the Investor Protection and Education Fund by online transfer or demand draft, with transfer particulars reported in the Annexure A.
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