Standardized reporting of Code of Conduct violations required; entities must use prescribed format and maintain a violations database. Mandated reporting requires listed companies, intermediaries and fiduciaries to use the prescribed Annexure A format to report violations of the Code of Conduct by designated persons and immediate relatives, to maintain a database of such violations, to record written reasons for any action taken, and to include particulars such as designation, functional role, transaction details and prior instances; the requirement is effective from the date of the circular and issued under statutory regulatory powers.
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Provisions expressly mentioned in the judgment/order text.
Standardized reporting of Code of Conduct violations required; entities must use prescribed format and maintain a violations database.
Mandated reporting requires listed companies, intermediaries and fiduciaries to use the prescribed Annexure A format to report violations of the Code of Conduct by designated persons and immediate relatives, to maintain a database of such violations, to record written reasons for any action taken, and to include particulars such as designation, functional role, transaction details and prior instances; the requirement is effective from the date of the circular and issued under statutory regulatory powers.
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