Regulation 32 - Appointment of compliance officer.
Securities Contracts (Regulation) (Stock Exchanges And Clearing Corporations) Regulations, 2012 Chapter V GOVERNANCE OF STOCK EXCHANGES AND CLEARING CORPORATIONS
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Compliance officer appointment required; must monitor statutory compliance and independently report non-compliance to the board. Every recognised stock exchange and recognised clearing corporation must appoint a compliance officer responsible for monitoring compliance with the Acts, rules and regulations and for investor grievance redressal; the officer must immediately and independently report any observed non-compliance of those provisions to the Board.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Compliance officer appointment required; must monitor statutory compliance and independently report non-compliance to the board.
Every recognised stock exchange and recognised clearing corporation must appoint a compliance officer responsible for monitoring compliance with the Acts, rules and regulations and for investor grievance redressal; the officer must immediately and independently report any observed non-compliance of those provisions to the Board.
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