Regulation 14 - Criteria to determine specified intermediaries, specified listed companies and specified investors
Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003 Chapter III GRANT AND REVOCATION OF UNIQUE IDENTIFICATION NUMBERS
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Criteria for specified intermediaries and investors based on function, capital, shareholder base and trading activity. Regulation 14 authorises the Board to designate specified intermediaries, specified listed companies and specified investors by considering, for ... Summary
Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
Criteria for specified intermediaries and investors based on function, capital, shareholder base and trading activity.
Regulation 14 authorises the Board to designate specified intermediaries, specified listed companies and specified investors by considering, for intermediaries, their kind, functions and net worth; for listed companies, paid up capital, number of public shareholders, trading volume and proposed issue size; and for investors, the quantum of investment or trading volume in a financial year.
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