INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Investor Charter compliance requires stock brokers to adhere to Board-prescribed charter obligations and ensure ongoing conformity. Regulation 18DA requires stock brokers to ensure compliance with the Investor Charter as specified by the Board, making the charter a mandatory compliance ... Summary
Investor Charter compliance requires stock brokers to adhere to Board-prescribed charter obligations and ensure ongoing conformity.
Regulation 18DA requires stock brokers to ensure compliance with the Investor Charter as specified by the Board, making the charter a mandatory compliance instrument and placing direct responsibility on brokers to adopt, follow and maintain Board-prescribed standards and any subsequent amendments.
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