Regulation of stock exchanges establishes rules for recognition, ownership and governance of exchanges and clearing corporations. Regulation of stock exchanges and clearing corporations establishes a comprehensive regulatory framework governing recognition, ownership and governance of stock exchanges and clearing corporations, and ancillary matters necessary to implement those controls. The regulations set out eligibility for recognition, conditions on ownership and shareholding, governance standards for boards and management, and supervisory and compliance obligations that exchanges and clearing corporations must satisfy to operate within the securities market.
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Regulation of stock exchanges establishes rules for recognition, ownership and governance of exchanges and clearing corporations.
Regulation of stock exchanges and clearing corporations establishes a comprehensive regulatory framework governing recognition, ownership and governance of stock exchanges and clearing corporations, and ancillary matters necessary to implement those controls. The regulations set out eligibility for recognition, conditions on ownership and shareholding, governance standards for boards and management, and supervisory and compliance obligations that exchanges and clearing corporations must satisfy to operate within the securities market.
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