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of <h1>SEBI Rules 1992: Stock Brokers Must Register, Follow Exchange Rules, Address Grievances; Sub-Brokers Need Broker Authorization.</h1> The Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Rules, 1992, established under the Securities and Exchange Board of India Act, 1992, set forth regulations for stock brokers and sub-brokers. These rules mandate that individuals must register with the Board to engage in securities transactions. Stock brokers must be members of a recognized stock exchange and comply with its rules. They must also address investor grievances promptly. Sub-brokers require written authorization from a stock broker and must similarly address complaints and seek Board approval for any status changes. Registration fees are applicable for both categories.
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