https://www.taxtmi.com/notifications?id=128708 Stock-brokers and sub-brokers must hold a certificate of registration from the Board to buy, sell or deal in securities; applicants may act until their application is disposed. Certificates are conditional: stock-brokers must be exchange members, comply with exchange rules, obtain prior Board permission on changes in status, pay prescribed fees, and redress investor complaints within one month while informing the Board. Sub-brokers must pay prescribed fees, address investor grievances within one month, obtain Board permission for status changes, and hold written authorisation from a member stock-broker. en-us Thu, 20 Aug 1992 00:00:00 +0530 Wed, 27 Feb 2019 18:06:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128708 Stock-brokers and sub-brokers must hold a certificate of registration from the Board to buy, sell or deal in securities; applicants may act until their application is disposed. Certificates are conditional: stock-brokers must be exchange members, comply with exchange rules, obtain prior Board permission on changes in status, pay prescribed fees, and redress investor complaints within one month while informing the Board. Sub-brokers must pay prescribed fees, address investor grievances within one month, obtain Board permission for status changes, and hold written authorisation from a member stock-broker. Notifications SEBI Thu, 20 Aug 1992 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128708