Stewardship responsibilities for institutional investors: mandatory code requires policies on monitoring, conflicts, intervention, and voting. All mutual funds and all categories of alternative investment funds investing in listed equities must implement a mandatory Stewardship Code requiring a publicly disclosed comprehensive policy on monitoring, engagement, voting, conflicts of interest, intervention and periodic reporting; the Code mandates conflict management procedures, calibrated monitoring (including ESG and insider trading safeguards), clear escalation and intervention mechanisms, a detailed voting and disclosure framework (including proxy adviser use and rationale for votes), and periodic public reporting to clients and beneficiaries.
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Stewardship responsibilities for institutional investors: mandatory code requires policies on monitoring, conflicts, intervention, and voting.
All mutual funds and all categories of alternative investment funds investing in listed equities must implement a mandatory Stewardship Code requiring a publicly disclosed comprehensive policy on monitoring, engagement, voting, conflicts of interest, intervention and periodic reporting; the Code mandates conflict management procedures, calibrated monitoring (including ESG and insider trading safeguards), clear escalation and intervention mechanisms, a detailed voting and disclosure framework (including proxy adviser use and rationale for votes), and periodic public reporting to clients and beneficiaries.
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