Registration requirements and certificate process for registrars to an issue and share transfer agents. Registration as registrars to an issue and share transfer agents requires submission of Form A with supporting documents and a signed declaration ... Summary
Registration requirements and certificate process for registrars to an issue and share transfer agents.
Registration as registrars to an issue and share transfer agents requires submission of Form A with supporting documents and a signed declaration including organisational details, managerial particulars, major shareholders, infrastructure and data processing capacity, three year business and financial plans with audited accounts, experience and investor grievance redressal arrangements, facility descriptions for processing and custody of documents, and disclosure of disputes or offences. Form B is the Board's certificate of registration, specifying a registration code and subjecting the registrant to conditions under the Act, rules and regulations, valid until suspension or cancellation.
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