Application for registration as registrars to an issue and share transfer agents
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....LUMNS OF THE APPLICATION SHOULD BE FILLED IN. IN CASE A COLUMN IS NOT RELEVANT OR NOT APPLICABLE, THIS SHOULD BE SPECIFIED. 3. INFORMATION WHICH NEEDS TO BE SUPPLIED IN MORE DETAILS MAY BE WRITTEN ON SEPARATE SHEETS WHICH SHOULD BE ATTACHED TO THE APPLICATION FORM. 4. ORIGINAL COPY OF FORM DULY SIGNED SHOULD BE SUBMITTED. PART - I GENERAL INFORMATION 1. APPLICANTS DETAILS 1.1 Name of the Applicant _____________________________ 1.2 Address of Applicant ______________________________ Pin Code _____________Telephone No. _____________ 1.3 Address of the applicant for Correspondence: Pin Code _____________Telephone No. ____________ 1.4 Address of Branch Offices (in ....
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....strar to issue and share transfer agent. Name Address/ Phone nos. Type of activity Status 2.8 Please give list of major shareholders (holding 5% or more voting rights) and percentage of their shareholdings. 3. DETAILS OF INFRASTRUCTURAL FACILITIES 3.1 Office Space (mention the extent of area available) 3.2 Office Equipment (mention the details of electronic office equipment, typewriters, telecommunications equipment etc.) 3.3 Whether Data Processing capacity facility is available (a) In house or (b) outside, please give details. 3.4 Computer facility: (a) Hardware Configuration (b) Software Environment 4. BUSINESS PLAN (FOR THREE YEARS) (a) History,....
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.... Nature of dispute Name of the party Names & Places of Court / Tribunal where disputes are pending 6.2 Indictment of involvement in any offence relating to moral turpitude / economic offences in the last three years. 6.3 Any significant awards or recognition, collective grievances against the services rendered by the company. 6.4 Any other information considered relevant to the nature of services rendered by the company. 6.5 Name of two references. (For applicants other than institutions & corporate bodies) Part II 7. BUSINESS INFORMATION 7.1 Describe present activities and proposed activity in case of new organisation. 7.2 Existing / proposed facilities for redressal of Investor Grievances....
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