Submission of inspection report: Board may initiate investor-protective action after investigation under sweat equity regulations. Regulation 19 requires the Inspecting or Investigating Officer to submit a report to the Board on completion of an inspection or investigation after taking into account all relevant facts and circumstances, and grants the Board authority to initiate such action as it deems fit in the interests of investors and the securities market.
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Provisions expressly mentioned in the judgment/order text.
Submission of inspection report: Board may initiate investor-protective action after investigation under sweat equity regulations.
Regulation 19 requires the Inspecting or Investigating Officer to submit a report to the Board on completion of an inspection or investigation after taking into account all relevant facts and circumstances, and grants the Board authority to initiate such action as it deems fit in the interests of investors and the securities market.
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