Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996 Chapter V RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Investment advice disclosure requirement: advisers must reveal their and related parties' long or short positions when advising publicly. Regulation 58A bars a depository, participant, or their employees from giving investment advice in publicly accessible media unless they disclose their ... Summary
Investment advice disclosure requirement: advisers must reveal their and related parties' long or short positions when advising publicly.
Regulation 58A bars a depository, participant, or their employees from giving investment advice in publicly accessible media unless they disclose their interest, specifically any long or short position in the security; employees must also disclose the interests and positions of dependent family members and the employer when rendering such advice.
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