CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Regulation 9 - Continuing Professional Education requirements for associated persons
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 Chapter IV CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS
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Continuing professional education requirement: associated persons must meet approved CPE to remain certified and perform duties. The certification authority may specify continuing professional education (CPE) requirements and approve accredited providers and programmes. No ... Summary
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Continuing professional education requirement: associated persons must meet approved CPE to remain certified and perform duties.
The certification authority may specify continuing professional education (CPE) requirements and approve accredited providers and programmes. No intermediary shall permit, and no associated person shall continue to perform duties as an associated person unless the person has complied with the CPE requirements within the prescribed compliance period measured from the date of obtaining the certificate or its revalidation. These CPE obligations apply to associated persons engaged in the specified categories of regulated activities.
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