PRELIMINARY - Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
PRELIMINARY - Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 Chapter III INVESTIGATION
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Enforcement powers: Board may issue interim directions and waive pre decisional hearings while ensuring post decisional remedy. The Board may, after considering the investigating authority's report and after giving a reasonable opportunity of hearing, issue directions or take ... Summary
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
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Enforcement powers: Board may issue interim directions and waive pre decisional hearings while ensuring post decisional remedy.
The Board may, after considering the investigating authority's report and after giving a reasonable opportunity of hearing, issue directions or take actions under the relevant provisions; it may issue interim directions pending the report and may, in the interest of investors and market integrity, dispense with pre decisional hearings by recording reasons in writing while providing an expeditious post decisional hearing.
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