Suspension of registration as a penalty where regulatory default conditions are satisfied and enforcement is authorised. A provision previously authorised imposition of suspension of registration on a credit rating agency as a disciplinary penalty where the regulatory ... Summary
Suspension of registration as a penalty where regulatory default conditions are satisfied and enforcement is authorised.
A provision previously authorised imposition of suspension of registration on a credit rating agency as a disciplinary penalty where the regulatory default met the prescribed threshold, permitting the Board to suspend a certificate of registration when the facts fell within the scope identified in the preceding regulatory provision.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.