Action on inspection reports: regulatory authority may impose enforcement measures under intermediaries rules after report review. After consideration of an inspection or investigation report, the Board or the Chairman shall take such action as the Board or Chairman may deem fit and ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Action on inspection reports: regulatory authority may impose enforcement measures under intermediaries rules after report review.
After consideration of an inspection or investigation report, the Board or the Chairman shall take such action as the Board or Chairman may deem fit and appropriate, including action under the intermediaries regulations enforcement framework.
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