INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Appointment of auditor authorizes independent inspection with same inspection powers and stockbroker obligations during investigations. Appointment of a qualified auditor empowers the Board to investigate the books and affairs of a stock-broker; the auditor exercises the same inspection ... Summary
Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Appointment of auditor authorizes independent inspection with same inspection powers and stockbroker obligations during investigations.
Appointment of a qualified auditor empowers the Board to investigate the books and affairs of a stock-broker; the auditor exercises the same inspection powers as the inspecting authority and the stock-broker's obligations applicable to inspections govern the investigation.
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