Board's right to inspect ensures stock brokers' books and records meet statutory maintenance and compliance requirements. Board's power to inspect authorises appointment of inspecting authorities to examine stock brokers' books, records and documents to ensure that books are ... Summary
Board's right to inspect ensures stock brokers' books and records meet statutory maintenance and compliance requirements.
Board's power to inspect authorises appointment of inspecting authorities to examine stock brokers' books, records and documents to ensure that books are maintained as required and to verify compliance with applicable statutes, rules, regulations and the Securities Contracts (Regulation) Act and its rules.
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