NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Regulation 22 - Regulatory Requirements Based on Business Nature and Operational Complexity
Securities and Exchange Board of India (Stock Brokers) Regulations, 2026 Chapter IV INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE
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Stock broker regulation permits tailoring of regulatory requirements based on business nature, size, and transaction complexity. Regulation 22 provides that the Board or a recognised stock exchange may specify regulatory requirements for stock brokers by considering the nature of ... Summary
Stock broker regulation permits tailoring of regulatory requirements based on business nature, size, and transaction complexity.
Regulation 22 provides that the Board or a recognised stock exchange may specify regulatory requirements for stock brokers by considering the nature of the business, the size of operations, and the complexity of transactions, within an institutional mechanism for the prevention and detection of fraud or market abuse, thereby allowing differentiated and proportionate supervisory and compliance measures.
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