INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Stock brokers may give incidental investment advice if they comply with investment adviser regulatory requirements. Stock brokers may provide incidental investment advice to broking clients who might rely on it for acquiring, disposing of, or retaining securities, ... Summary
Securities and Exchange Board of India (Investment Advisers) Regulations 2013
Stock brokers may give incidental investment advice if they comply with investment adviser regulatory requirements.
Stock brokers may provide incidental investment advice to broking clients who might rely on it for acquiring, disposing of, or retaining securities, provided the broker complies with Chapter III of the Securities and Exchange Board of India (Investment Advisors) Regulations, 2013.
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