MISCELLANEOUS AND CONSEQUENTIAL PROVISIONS - Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002
MISCELLANEOUS AND CONSEQUENTIAL PROVISIONS - Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002
Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Chapter II ENQUIRY PROCEEDINGS
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Intimation of Order: copy must be sent to intermediary and its self regulating organisation where applicable. Regulation 14 requires that a copy of an order issued under sub regulation (4) of Regulation 13 be sent to the intermediary, and where the intermediary is ... Summary
Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002
Intimation of Order: copy must be sent to intermediary and its self regulating organisation where applicable.
Regulation 14 requires that a copy of an order issued under sub regulation (4) of Regulation 13 be sent to the intermediary, and where the intermediary is a member of a self regulating organisation, a copy must also be sent to that organisation.
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