Procedure for holding enquiry sets framework for enquiry officers to conduct inquiries and impose penalties under securities law. The regulations establish a procedural framework for holding enquiries by enquiry officers and for imposing penalties under the securities regulatory ... Summary
Procedure for holding enquiry sets framework for enquiry officers to conduct inquiries and impose penalties under securities law.
The regulations establish a procedural framework for holding enquiries by enquiry officers and for imposing penalties under the securities regulatory regime, enacted under the Board's statutory powers and brought into force upon publication in the Official Gazette.
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