Companies (Prospectus and Allotment of Securities) Amendment Rules, 2023

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.... [F. No. 1/21/2013-CL-V-Part(I)] MANOJ PANDEY, Jt. Secy. Note: The principal rules were published in the Gazette of India, Extraordinary, Part II, Section 3, Sub-section (i), vide number G.S.R. 251(E), dated the 31st March, 2014 and last amended vide notification G.S.R. 338(E), dated the 5th May, 2022 ============= Document 1 [भाग II–खण्ड 3 (i)] भारत का राजपत्र : असाधारण Form No. PAS-2 Information Memorandum [Pursuant to section 31(2) of the Companies Act, 2013 सत्यमेव जयते and rule 10 of Companies (Prospectus and Allotment of Securities) Rules, 2014] Refer instruction kit for filing the form. * All fields marked in are mandatory Company Information 1 Particulars of the company (a) *Corporate Identity Number (CIN) (b) *Name of the Company (c) *Address of the registered office of the company (d) *Email ID of the company 2 Details of Shelf Prospectus (a) *Reference details (b) *Date of filing with Registrar(DD/MM/YYYY....

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....or industry segment in which the issuer operates 12 Any significant legal proceedings initiated by the company or against the company or its directors, the outcome of which could have an adverse impact on the company 13 Any significant claim made by any person or any authority against the company 14 Any significant change in the business environment of the company whether technological, financial, market related, government policy or otherwise, adversely affecting, in present or in future, the business of the company 15 Any significant change in the management or ownership of the company 16 Any other change which may reasonably influence the investment decision of an investor 17 *Gist of details of Proposed objects with reference to the current offering including project plan, financial details, time period of meeting the objects and other relevant factors Attachments (a) Optional attachment(s) - if any Max 2 MB Choose File Remove Download Declaration I am authorised by the Board of Directors of the Company vide resolution number*| dated (DD/MM/YYYY)* to sign this form and declare that all the requirements of ....

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....£à¥à¤¡ 3 (i)] भारत का राजपत्र : असाधारण Form No. PAS-3 Return of Allotment [Pursuant to section 39(4) and 42 (9) of the Companies Act, 2013 and rule 12 and 14 of the Companies (Prospectus and Allotment of Securities) Rules, 2014] सत्यमेव जयते Refer instruction kit for filing the form. * All fields marked in are mandatory 1 Company Information (a) *Corporate Identity Number (CIN) (b) *Name of the company (c) *Address of the Registered Office of the company (d) *Email ID of the company 2 *Number of allotments 3 *Type of security (Equity/Preference/Debentures) 4 (a) If Equity: Type of allotment (Public issue/Bonus issue/Right issue/Conversion of Loans/ Conversion of debenture/ Conversion of preference shares/ Private placement/Preferential allotment /Employee stock option Plan (ESOP)/Sweat equity/Others) (b) If Others, please provide details (c) If Preference: Type of allotment (Public issue/Bonus issue/Right issue/Conversion of Loans/ Conversion ....

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.... Amount to be treated as paid up on each security (in INR) (g) Total nominal amount (in INR) (h) Total premium amount (if any) (in INR) (i) Total discount amount (if any) (in INR) 11 Details of Consideration Consideration for which such securities have been allotted Description of the consideration Value (amount in INR) Property and assets acquired Goodwill Services (give nature of services) Other items (to be specified) 12 *Whether an agreement or contract is executed in writing for allotting securities for consideration other than cash Particulars of Agreement/Contract (a) Date of agreement (DD/MM/YYYY) Yes No 28 (b) Parties to agreement THE GAZETTE OF INDIA: EXTRAORDINARY [PART II SEC. 3(i)] (c) Brief particulars of agreement 13 *Whether valuation report of the Registered Valuer has been obtained for valuation of assets issued in lieu of shares allotted for consideration other than cash Yes No Key information on valuation report (a) Name of firm/individual undertaking valuation (b) Registration number issued by IBBI (c) Email ID (d) Mobile number (e) Is valuer, a member of pr....

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....er (PAN) (i) Has ICAI issued UDIN against the valuation report (Yes/No/NA) (j) UDIN of valuation report issued by ICAI (k) Method of valuation (1) Valuation amount per share (in INR) (m) Date of issue of report (DD/MM/YYYY) О Yes No [भाग II–खण्ड 3(i)] भारत का राजपत्र : असाधारण (n) Other brief details of valuation (if any) (o) Whether shares are issued at a price lower than the price determined by the registered valuer? Yes No (p) If Yes, rationale for the same Capital structure post allotment 20 Capital structure of the company after taking into consideration the above allotment(s) of shares: Equity share capital Number of classes Class of shares Number of equity shares Nominal amount per share (in INR) Total amount of equity shares (in INR) Preference share capital Number of classes Class of shares Number of preference shares Nominal amount per share (in INR) Total amount of preference shares (in INR) Unclassified shares Particulars A....

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....ड 3(i)] भारत का राजपत्र : असाधारण attachment has been attached by the company mentioning all the particulars of the contract in writing. 4. The return of allotment in form PAS-2 is not pending for any such allotment of securities, prior to the date of allotment mentioned in field 6 of the form. 33 I hereby declare that, in respect of private placement the company has 1. Allotted securities to less than two hundred persons in aggregate in a financial year excluding exempted categories; 2. Offered such securities through private placement offer letter and no prospectus or any other public advertisement has been issued for the same; 3. Completed allotment in respect of earlier private placement offers; 4. Received money payable on subscription of such securities through cheque or demand draft or other banking channels but not in cash; 5. Made such offers only to the persons whose names were recorded by the company prior to such invitation and such persons have received such offer by name; 6. Maintained a complete record of such offers ....

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....ce request number (SRN) eForm filing date (DD/MM/YYYY) Form No. PAS-6 Reconciliation of Share Capital Audit Report (Half-yearly) [Pursuant to sub-rule (8) of rule 9A Companies सत्यमेव जयते (Prospectus and Allotment of Securities Rules, 2014.)] Refer instruction kit for filing the form All fields marked in * are mandatory Company Details 1 *Corporate Identity Number (CIN) 2 (a) *Name of the company Form language English Hindi [भाग II–खण्ड 3(i)] भारत का राजपत्र : असाधारण 35 (b) *Address of Registered office of the company (c) *Email id of the company Filing details 3 Period of Filing *From (DD/MM/YYYY) *To (DD/MM/YYYY) 4 *Number of classes of shares / securities 5 Details of shares as per class (a) *Type of security (Equity/Preference) (b) *Class of shares (c) *ISIN (d) (i) *Held in dematerialized form in CDSL (ii) *Held in dematerialized form in NSDL (iii) *Held in physical ....

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....Professional a* (Chartered Account/Company Secretary) * To be digitally signed by * Designation * (Director/Manager/Company Secretary/CFO/CEO) Director identification number of the director; or DIN or PAN of the manager or CEO or CFO; or Membership number of the Company Secretary DSC BOX 38 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II-SEC. 3(i)] Certificate by Practicing Professional * I declare that I, , residing at having the email have been duly engaged for the purpose of certification of this form. It is hereby certified that I have gone through the provisions of the Companies Act, 2013 (18 of 2013), the Depositories Act, 1996 (22 of 1996) and rules/regulations made thereunder for the subject matter of this form and matters incidental thereto and I have verified the above particulars (including attachment(s)) from the original records maintained by the Company which is subject matter of this form and found them to be true, correct and complete and no information material to this form has been suppressed. I further certify that: a The said records have been properly prepared, signed by the required officers ....