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To maintain proper books of accounts and records, etc.

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Full Text of the Document

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.... shall keep and maintain the following books of accounts and documents in respect of 1[eight] preceding financial years, namely: - (a) in relation to registrar to an issue and share transfer agent being a body corporate (i) a copy of balance sheet and profit and loss account as specified in sections 211 and 212 of the Companies Act, 1956 (1 of 1956); (ii) a copy of the auditor's report r....

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Full Text of the Document

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....e stock exchange; (d) terms and conditions of purchase of securities; (e) allotment of securities; (f) list of names of allottees and non-allottees of the securities; (g) refund orders dispatched to investors in respect of application monies received from them in response to an issue; (h) such other records as may be specified by the Board for carrying on the activities as registrars to an is....

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