https://www.taxtmi.com/acts?id=35467 Regulation 14 mandates that registrars to an issue and share transfer agents retain specified books and records for the preceding financial years, with corporate agents keeping audited financial statements, auditor reports and quarterly capital adequacy statements and non-corporate agents retaining receipts and expenditure records, assets and liabilities and capital adequacy statements. Registrars must preserve detailed issue records (applications, rejections and reasons, basis of allotment, terms, allotments, lists of allottees/non-allottees and refund orders). Agents must notify the Board of record locations and, if required, furnish annual financials and capital adequacy statements within the prescribed period. en-us Wed, 23 Jan 2019 14:03:55 +0530 Mon, 16 Sep 2024 12:11:44 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35467 Regulation 14 mandates that registrars to an issue and share transfer agents retain specified books and records for the preceding financial years, with corporate agents keeping audited financial statements, auditor reports and quarterly capital adequacy statements and non-corporate agents retaining receipts and expenditure records, assets and liabilities and capital adequacy statements. Registrars must preserve detailed issue records (applications, rejections and reasons, basis of allotment, terms, allotments, lists of allottees/non-allottees and refund orders). Agents must notify the Board of record locations and, if required, furnish annual financials and capital adequacy statements within the prescribed period. Act-Rules SEBI Wed, 23 Jan 2019 14:03:55 +0530 https://www.taxtmi.com/acts?id=35467