Mutual fund maturity rules require proper rollover, redemption, disclosure, and due diligence; investor gains cannot excuse regulatory breaches or pen...
Threshold exemption excludes exempt services, while stamp-paper purchases avoid reverse charge; consequential service tax penalties were also set asid...
Employee conflict disclosures and investment restrictions expand with new recusal duties, post-employment limits, and compliance reporting requirement...
Guilty of professional or other misconduct - Member of ICSI - basic controversy regarding filing of Form-32 - Appellant was negligent in filing Form-32 on both the occasions and failed to exercise diligence required on his part - order of sentence as awarded by the Disciplinary Committee maintained.
Guilty of professional or other misconduct - Member of ICSI - basic controversy regarding filing of Form-32 - Appellant was negligent in filing Form-32 on both the occasions and failed to exercise diligence required on his part - order of sentence as awarded by the Disciplinary Committee maintained.
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