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Introducing the “In Favour Of” filter in Case Laws.
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of <h1>SEBI Circular: MIIs Must Implement Code of Conduct to Prevent Market Abuse and Protect Whistle-Blowers.</h1> The circular issued by SEBI mandates that all recognized Stock Exchanges, Clearing Corporations, and Depositories (collectively referred to as MIIs) implement a Code of Conduct and Institutional Mechanism to prevent fraud or market abuse. This includes formulating a Code of Conduct for trading by designated persons, appointing a compliance officer, and establishing internal controls. The circular requires MIIs to have policies for inquiries into suspected fraud, a whistle-blower policy for reporting unethical practices, and protection for whistle-blowers. MIIs must report implementation status to SEBI and ensure compliance with the Securities and Exchange Board of India Act and related regulations.
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