TaxTMI Login
Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
of 
of 
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
of of 
All Circulars
of of All Circulars
Note
Bookmark
Share
Don't have an account? Register Here
of <h1>SEBI Updates System Audit Guidelines for Mutual Funds and AMCs to Enhance Investor Protection and Market Regulation.</h1> The Securities and Exchange Board of India (SEBI) has issued revised guidelines for the system audit framework applicable to Mutual Funds and Asset Management Companies (AMCs). These guidelines, which replace the previous circular from 2009, emphasize the importance of auditing systems and processes, including integration between front and back office systems, fund accounting, financial reporting, customer service, and regulatory compliance. Mutual Funds and AMCs are required to conduct annual audits by qualified auditors and report exceptions to the Technology Committee, AMC, and Trustee Board, with findings communicated to SEBI. The circular aims to protect investor interests and enhance market regulation.
TaxTMI 
TaxTMI 
