Transparency and disclosure obligations require credit rating agencies to publish default studies, conflicts policies, and detailed rating records. Prescribes comprehensive transparency and disclosure obligations for registered Credit Rating Agencies, requiring retention of detailed rating records for five years after maturity, publication of default studies using static-pool and weighted-average methods, management and disclosure of conflicts of interest, specific prohibitions and disclosure requirements for structured finance ratings, labeling and disclosure of unsolicited ratings, and standardized periodic website and stock-exchange disclosures on rating procedures, rating movements, defaults, default rates, income sources, shareholding pattern and IOSCO code compliance.
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Transparency and disclosure obligations require credit rating agencies to publish default studies, conflicts policies, and detailed rating records.
Prescribes comprehensive transparency and disclosure obligations for registered Credit Rating Agencies, requiring retention of detailed rating records for five years after maturity, publication of default studies using static-pool and weighted-average methods, management and disclosure of conflicts of interest, specific prohibitions and disclosure requirements for structured finance ratings, labeling and disclosure of unsolicited ratings, and standardized periodic website and stock-exchange disclosures on rating procedures, rating movements, defaults, default rates, income sources, shareholding pattern and IOSCO code compliance.
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