Exchange listing control mechanisms require internal monitoring, oversight committee review, and independent conflict resolution appeal. The listing exchange's Listing Department shall monitor compliance of a listed exchange; the listing exchange's Independent Oversight Committee provides second level review and hears appeals against Listing Department decisions; an independent Conflict Resolution Committee (CRC) provides third level oversight and receives appeals from the listed exchange. This framework mandates monitoring, oversight and an appeal pathway to address conflicts of interest and ensure listing compliance under the regulator's statutory powers to protect investors and regulate the securities market.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Exchange listing control mechanisms require internal monitoring, oversight committee review, and independent conflict resolution appeal.
The listing exchange's Listing Department shall monitor compliance of a listed exchange; the listing exchange's Independent Oversight Committee provides second level review and hears appeals against Listing Department decisions; an independent Conflict Resolution Committee (CRC) provides third level oversight and receives appeals from the listed exchange. This framework mandates monitoring, oversight and an appeal pathway to address conflicts of interest and ensure listing compliance under the regulator's statutory powers to protect investors and regulate the securities market.
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