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Introducing the “In Favour Of” filter in Case Laws.
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of <h1>SEBI Clarifies Rules on Preventing Unauthorized Trading: Brokers Must Keep Client Order Records for Three Years.</h1> SEBI issued a clarification to its earlier circular on preventing unauthorized trading by stock brokers. Brokers must execute client trades only with evidence of client orders, using telephone recordings for instructions received via phone. Due to operational challenges reported by brokers, SEBI now requires maintaining records for at least three years or until dispute resolution. In exceptional cases like technical failures, brokers must justify the absence of order evidence and provide alternative proof. Stock exchanges must inform brokers, update regulations, and report implementation status to SEBI. This circular aims to protect investors and regulate the securities market.
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