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of <h1>SEBI Updates Rules for Stock Brokers: Mandates Record-Keeping to Prevent Unauthorized Trading, Effective April 1, 2018.</h1> The circular issued by the Securities and Exchange Board of India (SEBI) consolidates and updates measures to prevent unauthorized trading by stock brokers. It mandates brokers to retain evidence of client orders, such as written records, telephone recordings, or emails, to resolve disputes effectively. Brokers must maintain these records for at least three years or until disputes are resolved. Telephone instructions must be recorded. Previous circulars on this topic are rescinded, and this circular is effective from April 1, 2018. Stock exchanges are instructed to notify brokers, amend regulations, and report implementation status to SEBI.
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