Asset management companies must ensure due diligence, disclosures, conflict of interest controls, remuneration investment rules, and reporting obligations.

Regulation 22 requires AMCs to exercise investment and operational due diligence, maintain systems and key personnel, invest prescribed amounts and align employee remuneration investments with schemes; enforce strict responsibilities on CEOs, fund managers, dealers and compliance officers including immediate reporting of non-compliance; mandate disclosures and limits on transactions with associates, broker concentration limits with written justifications, and disclosure of large single-company investments; and require valuation norms, market-abuse deterrence, whistleblower policies, investor protection committees, stress testing, trustee oversight, and continuing liability despite termination.

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