INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Inspection obligations require brokers to produce records, grant access, and assist inspecting authorities promptly. Regulation 21 requires stock-brokers and their directors, proprietors, partners, officers and employees to produce books, accounts and other documents and ... Summary
Referred In :
Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Inspection obligations require brokers to produce records, grant access, and assist inspecting authorities promptly.
Regulation 21 requires stock-brokers and their directors, proprietors, partners, officers and employees to produce books, accounts and other documents and furnish statements and information relating to securities transactions to the inspecting authority within required timeframes; to grant reasonable access to premises and facilities for examination of books, records, documents and computer data; to provide copies of relevant materials; and to permit examination or recording of statements, giving all reasonable assistance in connection with the inspection.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.