INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Stock broker registration procedure requires compliance before grant of certificate of registration and intimation to exchanges. Procedure requires the Board, after considering the application and being satisfied that the applicant has complied with the conditions, to grant a ... Summary
Stock broker registration procedure requires compliance before grant of certificate of registration and intimation to exchanges.
Procedure requires the Board, after considering the application and being satisfied that the applicant has complied with the conditions, to grant a certificate of registration in Form D and send intimation of the registration to the stock exchange(s) of which the applicant is a member.
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