RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
Code of Conduct for depositories requires compliance with law, investor protection and robust participant oversight measures. The Code of Conduct mandates that a depository comply with all applicable laws and regulatory directions, adopt investor protection and education ... Summary
Code of Conduct for depositories requires compliance with law, investor protection and robust participant oversight measures.
The Code of Conduct mandates that a depository comply with all applicable laws and regulatory directions, adopt investor protection and education measures, treat applicants and participants fairly, promptly report violations by participants or issuers to the Board, promote best business practices, avoid conflicts of interest and unfair competition, accept responsibility for employee acts or omissions, and monitor participant compliance to safeguard investor interests and market integrity.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.