RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996 Chapter V RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Audit compliance for issuers: quarterly reconciliation and dematerialisation reporting required, with prompt notification of any capital discrepancies. Issuers must submit a quarterly audit report, certified by a qualified Chartered Accountant or practicing Company Secretary, reconciling issued, listed ... Summary
Referred In :
Companies (Prospectus and Allotment of Securities) Rules, 2014
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Audit compliance for issuers: quarterly reconciliation and dematerialisation reporting required, with prompt notification of any capital discrepancies.
Issuers must submit a quarterly audit report, certified by a qualified Chartered Accountant or practicing Company Secretary, reconciling issued, listed and dematerialized capital, detailing share capital changes and in-principle approvals for further issues. The audit must update the register of members, confirm dematerialisation within twenty-one days or disclose reasons for delay, and issuers must promptly notify depositories and stock exchanges of any discrepancies.
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