Regulation 10A - Code of conduct for recognised stock exchanges and recognised clearing corporations
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 Chapter II RECOGNITION OF STOCK EXCHANGES AND CLEARING CORPORATIONS
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Code of Conduct requirement: recognised stock exchanges and clearing corporations must comply with Part A of Schedule II. Every recognised stock exchange and recognised clearing corporation is subject to a mandatory Code of Conduct specified under Part A of Schedule II of the ... Summary
Code of Conduct requirement: recognised stock exchanges and clearing corporations must comply with Part A of Schedule II.
Every recognised stock exchange and recognised clearing corporation is subject to a mandatory Code of Conduct specified under Part A of Schedule II of the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018, creating a direct compliance obligation incorporated into the recognition and oversight framework for those entities.
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