EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
Regulation 15 - Submission of information and documents
Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999 Chapter III BUSINESS ACTIVITIES AND OBLIGATIONS OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY
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Reporting obligations require collective investment management companies to submit quarterly reports and financial disclosures to trustees and regulators. Regulation 15 requires the Collective Investment Management Company to prepare quarterly activity and compliance reports for trustees within one month of ... Summary
Reporting obligations require collective investment management companies to submit quarterly reports and financial disclosures to trustees and regulators.
Regulation 15 requires the Collective Investment Management Company to prepare quarterly activity and compliance reports for trustees within one month of each quarter end; file director particulars on appointment and any changes in their interests within fifteen days with the trustee and the Board; furnish unit holders with the Balance Sheet, Profit and Loss Account and a yearly appraisal summary within two months of financial year end; and provide the Board and trustee any information or documents concerning the collective investment scheme as requested.
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