Market-abuse prevention requires listed entities to maintain information controls, employee access safeguards, periodic reviews, and codes of conduct.

Listed entities must maintain adequate and effective internal controls and a code of conduct to prevent market abuse. Controls must protect the confidentiality of material non-public information, restrict its procurement and communication, identify employees with access to it, and be periodically reviewed for effectiveness. The Authority may impose additional standards for these controls and codes of conduct.

---

---

---