GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
Regulation 28 - Investment advice in publicly accessible media
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019 Chapter V GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS
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Investment advice restrictions bar public recommendations by foreign portfolio investors unless declared interests and related parties' positions are disclosed. Restrictions govern provision of investment advice by foreign portfolio investors and their employees in publicly accessible media, requiring a ... Summary
Investment advice restrictions bar public recommendations by foreign portfolio investors unless declared interests and related parties' positions are disclosed.
Restrictions govern provision of investment advice by foreign portfolio investors and their employees in publicly accessible media, requiring a contemporaneous disclosure of interest when advising on a security, identifying the adviser's long or short position; an employee must also disclose interests and positions of dependent family members and the employer.
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